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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-10-29
TX RA APPROVED_RES 2021-10-29
  • OH RA
    APPROVED
    Since 2021-10-29
  • TX RA
    APPROVED_RES
    Since 2021-10-29

Branch Locations

3750 Park East Drive, Suite 200, Beachwood, OH 44122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services Llc Brooklyn OH 02/2012 07/2021
Lpl Financial Llc Beachwood OH 10/2021 Present
Stratos Wealth Partners, Ltd. Beachwood OH 10/2021 Present
Stratos Wealth Securities, Llc Beachwood OH 05/2025 Present
Previous Registrations
  • 2007-09-10 → 2021-03-31
    Brooklyn, OH
  • 2004-11-01 → 2007-02-16
    Keybanc Capital Markets Inc.
    Brooklyn, OH
    Brooklyn, OH
Other Businesses

1. 10/25/2021 - STRATOS WEALTH PARTNERS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/25/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 10/26/2021 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 3. 11/3/2021 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 10/25/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 10/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 05/14/2025 - Stratos Wealth Securities - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - Start Date : 05/01/2025 - 160 Hrs/Mth - 8 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-29
  • S66 Uniform Combined State Law Examination
    2004-10-29
Other Names
  • Doug Burns

View on SEC IAPD

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