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Douglas Jared Moore

Financial Counseling, Inc.

Springboro, OH

CRD 4824758

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Employer firm

Financial Counseling, Inc. CRD 119969

$100M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Financial Counseling, Inc.

582 N. Main St., Springboro, OH 45066 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2014-09-25
  • OH RA
    APPROVED
    Since 2014-09-25

Branch Locations

582 N. Main St., Springboro, OH 45066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Counseling, Inc Springboro OH 08/2000 Present
Broker Dealer Financial Services West Des Moines IA 10/2013 Present
  • 08/2000 → Present
    Springboro, OH
  • 10/2013 → Present
    Broker Dealer Financial Services
    West Des Moines, IA
Other Businesses

1. FINANCIAL COUNSELING INC; 582 N MAIN STREET, SPRINGBORO, OH 45066; RESEARCH - TRADING PORTFOLIO RESEARCH & BILLING; CORPORATION; 150 HOURS PER MONTH SPENT ON THIS ACTIVITY/ 115 DURING TRADING.

View on SEC IAPD

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