Tracey Dean

Employer firm

Oneamerica Securities, Inc. CRD 4173

$306M regulatory AUM 8,795 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → 01/2017
  Legend Equities Corporation
  Palm Beach Gardens, FL
• 01/2017 → 10/2017
  Lincoln Investment
  West Valley City, UT
• 01/2017 → 02/2025
  Innovation Partners Llc
  Charlotte, NC
• 02/2020 → 02/2025
  Ip Financial Advisory Services
  Charlotte, NC
• 03/2025 → Present
  American United Life
  Millcreek, UT
• 04/2025 → Present
  Oneamerica Securities
  Millcreek, UT

Previous Registrations

• 2020-02-04 → 2025-03-03
  Ip Financial Advisory Services Llc
  Salt Lake City, UT
  Charlotte, NC
• 2017-01-13 → 2020-09-18
  Innovation Partners Llc
  Salt Lake City, UT
  Charlotte, NC
  Salt Lake City, UT
• 2012-12-17 → 2017-01-24
  Legend Advisory, Llc
  Midvale, UT
  Palm Beach Gardens, FL
  West Valley City, UT
• 2012-01-12 → 2012-12-13
  Girard Securities, Inc.
  Salt Lake City, UT
  Salt Lake City, UT
• 2010-05-17 → 2011-12-21
  Equitable Advisors, Llc
  Salt Lake City, UT

Other Businesses

Non-variable insurance sales (fixed life, fixed annuities, health)**Owner: Tracey Dean Financial-Financial Education/Writing a Book**Owner: Tracey Dean Tax-Tax Preparation**Board Member: Utah LGBTQ+ Chamber of Commerce

Exams

• S66 Uniform Combined State Law Examination
  2010-04-23
• S63 Uniform Securities Agent State Law Examination
  2004-11-05

Designations

• Certified Financial Planner

Other Names

• Tracey Stephenie Dean
• Tracey S Stout
• Tracey Stepenie Stout
• Tracey S. Dean
• Tracey Stephenie Stout
• Tracey S Dean
• Tracey S. Dean