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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-08
  • TX RA
    APPROVED
    Since 2022-08-08

Branch Locations

580 S. Denton Tap Rd., Ste. 120, Coppell, TX 75019-4099 • United States

Grapevine, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Coppell TX 09/2014 08/2022
Ameriprise Financial Services, Llc Coppell TX 08/2022 Present
Previous Registrations
Other Businesses

Board of Directors; Kiwanis of Coppell; Secretary; 580 S Denton Tap Rd, , Coppell, TX, 75019; Not Investment-Related; 10/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-04
S63 Uniform Securities Agent State Law Examination 2004-09-10
  • S66 Uniform Combined State Law Examination
    2007-01-04
  • S63 Uniform Securities Agent State Law Examination
    2004-09-10
Other Names
  • Ricardo A. Roberto
  • Ricardo Roberto

View on SEC IAPD

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