Annemarie Rose Book

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2004 → 08/2023
  Securian Financial Services
  St. Paul, MN
• 07/2004 → 08/2023
  Minnesota Life Insurance Company
  St. Paul, MN
• 09/2004 → Present
  Northstar Consultants Inc
  Portland, OR
• 01/2005 → 10/2021
  Cri Securities, Inc
  St Paul, MN
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Minneapolis, MN
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 06/2024 → Present
  Her Table Wealth And Wellness
  Minneapolis, MN
• 05/2025 → Present
  Her Legacy Wealth Management
  Portland, OR

Previous Registrations

• 2004-11-03 → 2023-08-10
  Securian Financial Services, Inc.
  Portland, OR
  Portland, OR
  Minneapolis, MN
  Sherwood, OR
• 2007-07-19 → 2021-10-20
  Cri Securities, Llc
  Portland, OR
  Portland, OR
• 2005-09-09 → 2007-12-31
  Marathon Advisors, Inc
  Portland, OR

Other Businesses

1. ANNIE BOOK COACHING POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2018 ADDRESS: , Sherwood OR , United States DESCRIPTION: Owner 2. NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2011 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker 3. NAME OF OTHER BUSINESS: HER TABLE WEALTH AND WELLNESS, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL EMPOWERMENT, START DATE: 06/2024, POSITION/TITLE/RELATIONSHIP: CO-OWNER/FOUNDER/PARTNER, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 2, BRIEF DESCRIPTION OF DUTIES: COACHGUIDING WOMEN THROUGH OUR EDUCATIONAL PROGRAMS.... EMPOWERMENT, MINDSET, HABITS, ACCOUNTABILITY, NAVIGATING CHANGE, EMOTIONAL IMPACT; 4. NAME OF OTHER BUSINESS: HER LEGACY WEALTH MANAGEMENT; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 5/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2004-09-09

Designations

• Chartered Financial Consultant

Other Names

• Annemarie Rose Purdy