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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2025-05-06
MI RA APPROVED 2025-04-23
GA RA APPROVED 2018-08-29
NC RA APPROVED 2018-06-22
SC RA APPROVED 2018-04-03
TX RA APPROVED_RES 2013-07-08
FL RA APPROVED 2007-06-22
  • OR RA
    APPROVED
    Since 2025-05-06
  • MI RA
    APPROVED
    Since 2025-04-23
  • GA RA
    APPROVED
    Since 2018-08-29
  • NC RA
    APPROVED
    Since 2018-06-22
  • SC RA
    APPROVED
    Since 2018-04-03
  • TX RA
    APPROVED_RES
    Since 2013-07-08
  • FL RA
    APPROVED
    Since 2007-06-22

Branch Locations

3505 Lake Lynda Drive Suite 200, Orlando, FL 32817 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Orlando FL 02/2007 Present
Agia Houston TX 12/2022 Present
  • 02/2007 → Present
    Valic Financial Advisors
    Orlando, FL
  • 12/2022 → Present
    Agia
    Houston, TX
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-03-23
S65 Uniform Investment Adviser Law Examination 2007-06-20
  • S63 Uniform Securities Agent State Law Examination
    2018-03-23
  • S65 Uniform Investment Adviser Law Examination
    2007-06-20

View on SEC IAPD

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