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Scott Ryan Gonzales

Key Investment Services LLC

Ogden, UT

Brooklyn, OH

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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2016-10-13
  • UT RA
    APPROVED
    Since 2016-10-13

Branch Locations

2491 Washington Blvd., Ogden, UT 84401 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Layton UT 09/2011 10/2016
Key Investment Services Ogden UT 10/2016 Present
Previous Registrations
  • 2011-09-07 → 2016-10-04
    U.S. Bancorp Investments, Inc.
    Salt Lake City, UT
    Bountiful, UT
    Ogden, UT
    Brigham City, UT
    Salt Lake City, UT
    Layton, UT
    Ogden, UT
    Farmington, UT
    Roy, UT
    North Salt Lake, UT
    South Ogden, UT
    Logan, UT
    Salt Lake City, UT
  • 2007-07-06 → 2011-09-09
    Edward Jones
    Layton, UT
    Layton, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-25
S63 Uniform Securities Agent State Law Examination 2004-09-10
  • S66 Uniform Combined State Law Examination
    2007-06-25
  • S63 Uniform Securities Agent State Law Examination
    2004-09-10

View on SEC IAPD

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AXXCESS WEALTH MANAGEMENT, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
AMERIPRISE FINANCIAL SERVICES, LLC
ASCEND INVESTMENT PARTNERS
EDWARD JONES

Other Investors

Craig F Umbrell
JOHN DAVID GORDON
MARLI J MERRILL
JONATHAN B ADAMS
Richard R Horlacher
Jay D Wamsley
MICHAEL CALL
MICHAEL D ROLLO

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OGDEN, UT
WELLS FARGO CLEARING SERVICES, LLC · OGDEN, UT
LPL FINANCIAL LLC · OGDEN, UT
AXXCESS WEALTH MANAGEMENT, LLC · Ogden, UT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Ogden, UT
AMERIPRISE FINANCIAL SERVICES, LLC · Ogden, UT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · OGDEN, UT
ASCEND INVESTMENT PARTNERS · OGDEN, UT

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