Michael Ross Dubuc

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-02-20
LA	RA	APPROVED	2007-01-16

TX RA
APPROVED_RES

Since 2019-02-20
LA RA
APPROVED

Since 2007-01-16

Branch Locations

4424 Chastant St Ste 102, Metairie, LA 70006 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St. Louis	MO	07/2004	Present

07/2004 → Present

Edward Jones

St. Louis, MO

Other Businesses

Lake Catherine Lake House Type of business: rental property New Orleans, LA Start date: 1/1/2019 property owner Hours per week: 1 Hours during trading: 1 Maintain property.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-07-01
S63	Uniform Securities Agent State Law Examination	2004-09-10

S66 Uniform Combined State Law Examination

2016-07-01
S63 Uniform Securities Agent State Law Examination

2004-09-10

Other Names

Michael R Dubuc

View on SEC IAPD