Dustin George Delauer Buck

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2015-08-17

CA RA
APPROVED

Since 2015-08-17

Branch Locations

7840 Madison Ave., Ste 187, Fair Oaks, CA 95628 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Fair Oaks	CA	08/2015	Present

08/2015 → Present

Lpl Financial Llc

Fair Oaks, CA

Previous Registrations

2010-12-03 → 2015-08-26

Ameriprise Financial Services, Llc

Fair Oaks, CA

Gold River, CA
2007-09-27 → 2008-04-28

Edward Jones

Fair Oaks, CA

Other Businesses

1. 8/17/2015 - BUCK WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 08/05/2015 - Time Spent 100%. 2. 3/7/2016 - Buck Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 03/01/2016 - 130 Hours Per Month/80 Hours During Securities Trading. 3. 02/19/2026 - Foundation Fighting Blindness - Non-Profit Board Member - Not Investment Related - Columbia, MD - Start Date 03/01/2026 - 1 hour per month/ during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-02-04
S66	Uniform Combined State Law Examination	2007-09-24
S63	Uniform Securities Agent State Law Examination	2004-09-10

S65 Uniform Investment Adviser Law Examination

2011-02-04
S66 Uniform Combined State Law Examination

2007-09-24
S63 Uniform Securities Agent State Law Examination

2004-09-10

Other Names

Dustin George Buck

View on SEC IAPD