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Eric Edward Berndt

Schwab Wealth Advisory, Inc.

Parker, CO

CRD 4824438

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Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-08
CO RA APPROVED 2014-07-22
  • TX RA
    APPROVED_RES
    Since 2020-01-08
  • CO RA
    APPROVED
    Since 2014-07-22

Branch Locations

Parker, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Lone Tree CO 06/2014 Present
Schwab Wealth Advisory Inc Lone Tree CO 06/2014 Present
Previous Registrations
  • 2011-12-19 → 2014-06-26
    Usaa Financial Planning Services
    Colorado Springs, CO
  • 2011-02-28 → 2011-12-21
    Usaa Investment Services Company
    Colorado Springs, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-03
  • S66 Uniform Combined State Law Examination
    2011-02-03
Designations
  • Certified Financial Planner
Other Names
  • Eric Berndt

View on SEC IAPD

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