Brian Joseph White

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-16
TX	RA	APPROVED_RES	2011-07-28

NY RA
APPROVED

Since 2021-04-16
TX RA
APPROVED_RES

Since 2011-07-28

Branch Locations

200 Broadhollow Rd Ste 302, Melville, NY 11747 • United States

Mt Sinai, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Melville	NY	09/2005	03/2020
Ameriprise Financial Services, Llc	Melville	NY	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Melville, NY
03/2020 → Present

Ameriprise Financial Services, Llc

Melville, NY

Other Businesses

Real Estate Ownership; Single Family; Ocean Rd, , Ocean Beach, NY, 11770; Investment-Related; 09/20/2020. Independent Insurance Brokering; AIG; 01/20/2015; .

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-10-21
S63	Uniform Securities Agent State Law Examination	2004-10-15

S65 Uniform Investment Adviser Law Examination

2004-10-21
S63 Uniform Securities Agent State Law Examination

2004-10-15

Designations

Certified Financial Planner

Other Names

Brian White

View on SEC IAPD