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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2011-07-28 |
Branch Locations
200 Broadhollow Rd Ste 302, Melville, NY 11747 • United States
Mt Sinai, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Melville | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Melville | NY | 03/2020 | Present |
Real Estate Ownership; Single Family; Ocean Rd, , Ocean Beach, NY, 11770; Investment-Related; 09/20/2020. Independent Insurance Brokering; AIG; 01/20/2015; .
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-15 |
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