Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
TX RA APPROVED_RES 2011-07-28
  • NY RA
    APPROVED
    Since 2021-04-16
  • TX RA
    APPROVED_RES
    Since 2011-07-28

Branch Locations

200 Broadhollow Rd Ste 302, Melville, NY 11747 • United States

Mt Sinai, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Melville NY 09/2005 03/2020
Ameriprise Financial Services, Llc Melville NY 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; Ocean Rd, , Ocean Beach, NY, 11770; Investment-Related; 09/20/2020. Independent Insurance Brokering; AIG; 01/20/2015; .

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-10-21
S63 Uniform Securities Agent State Law Examination 2004-10-15
  • S65 Uniform Investment Adviser Law Examination
    2004-10-21
  • S63 Uniform Securities Agent State Law Examination
    2004-10-15
Designations
Other Names
  • Brian White

View on SEC IAPD

More in Melville, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor