Christopher David Schwab

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 11/2016
  Wells Fargo Advisors, Llc
  Bloomington, MN
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Bloomington, MN

Previous Registrations

• 2009-06-01 → 2016-06-10
  Morgan Stanley
  St. Paul, MN
  St. Paul, MN
• 2009-01-23 → 2009-06-01
  Morgan Stanley & Co. Llc
  St. Paul, MN
• 2004-10-08 → 2009-01-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Saint Paul, MN
  St Paul, MN

Other Businesses

TRUSTEE OF MOTHER'S TRUST; INV. RELATED; EAGAN, MN; START DATE 2/2022; 1 HR PER MONTH; 1 HR DURING TRADING. TRUSTEE OF FATHER'S TRUST; INV. RELATED; EAGAN, MN; START DATE 3/2022; 1 HR PER MONTH; 1 HR DURING TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-09-02
• S63 Uniform Securities Agent State Law Examination
  2004-08-20

Designations

• Certified Financial Planner

Other Names

• Christopher Schwab