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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2016-05-13
TX RA APPROVED 2016-05-13
  • MN RA
    APPROVED
    Since 2016-05-13
  • TX RA
    APPROVED
    Since 2016-05-13

Branch Locations

8500 Normandale Lake Blvd Ste 1710, Bloomington, MN 55437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Bloomington MN 05/2016 11/2016
Wells Fargo Clearing Services, Llc Bloomington MN 11/2016 Present
Previous Registrations
Other Businesses

TRUSTEE OF MOTHER'S TRUST; INV. RELATED; EAGAN, MN; START DATE 2/2022; 1 HR PER MONTH; 1 HR DURING TRADING. TRUSTEE OF FATHER'S TRUST; INV. RELATED; EAGAN, MN; START DATE 3/2022; 1 HR PER MONTH; 1 HR DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-09-02
S63 Uniform Securities Agent State Law Examination 2004-08-20
  • S65 Uniform Investment Adviser Law Examination
    2004-09-02
  • S63 Uniform Securities Agent State Law Examination
    2004-08-20
Designations
Other Names
  • Christopher Schwab

View on SEC IAPD

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