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Cory Richard Kozisek

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Collins, CO

Timnath, CO

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2016-08-02
TX RA APPROVED 2016-08-02
  • CO RA
    APPROVED
    Since 2016-08-02
  • TX RA
    APPROVED
    Since 2016-08-02

Branch Locations

2950 E Harmony Rd, Fort Collins, CO 80528 • United States

Timnath, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Collins CO 07/2016 Present
Bank Of America, N.A. Fort Collins CO 12/2016 Present
Previous Registrations
  • 2011-01-03 → 2016-08-05
    Wells Fargo Clearing Services, Llc
    Fort Collins, CO
    Denver, CO
    Fort Collins, CO
    Fort Collins, CO
  • 2010-04-16 → 2011-01-03
    Wells Fargo Investments, Llc
    Fort Collins, CO
  • 2006-01-18 → 2010-04-09
    Key Investment Services Llc
    Denver, CO
    Longmont, CO
    Fort Collins, CO
    Boise, ID
    Fort Collins, CO
    Brooklyn, OH
    Meridian, ID
  • 2004-11-03 → 2006-01-18
    Keybanc Capital Markets Inc.
    Loveland, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-02
  • S66 Uniform Combined State Law Examination
    2004-11-02

View on SEC IAPD

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EQUITABLE ADVISORS, LLC · FORT COLLINS, CO
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EDWARD JONES · FT COLLINS, CO
GRADIENT ADVISORS, LLC · FORT COLLINS, CO
AMERIPRISE FINANCIAL SERVICES, LLC · FORT COLLINS, CO
AE WEALTH MANAGEMENT, LLC · Fort Collins, CO
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