Charles Thomas Stacy

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → 04/2018
  Cadaret, Grant & Co., Inc.
  Pensacola, FL
• 11/2010 → 04/2018
  Rodney Rich & Co.
  Pensacola, FL
• 04/2018 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2010-12-03 → 2018-04-13
  Cadaret, Grant & Co., Inc.
  Pensacola, FL
  Syracuse, NY
• 2009-02-04 → 2010-11-30
  Edward Jones
  Pensacola, FL
  St Louis, MO
  Orange Beach, AL

Other Businesses

STACY FINANCIAL GROUP,Is Investment Related,,DBA/Financial Services,Registered Rep,2018-04-13,160 hours per month,160 hours per month during trading hours,Commission Compensation,DBA/FINANCIAL SERVICES "LIFE, HEALTH, ANNUITIES, Medicare?",Is Investment Related,"1 E WASHINGTON ST, STE 600E, PHOENIX?, AZ, 85004, USA",Insurance Sales,agent,2012-05-01,30 hours per month,30 hours per month during trading hours,Commission Compensation,"?Life insurance sales, long-term care insurance sales, variable annuity sales."

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-01-28
• S63 Uniform Securities Agent State Law Examination
  2005-01-28

Other Names

• Chad Stacy