Brian Gasior

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-04
PA	RA	APPROVED	2021-02-03
TX	RA	APPROVED_RES	2019-07-31
CA	RA	APPROVED	2018-11-28

NY RA
APPROVED

Since 2021-04-04
PA RA
APPROVED

Since 2021-02-03
TX RA
APPROVED_RES

Since 2019-07-31
CA RA
APPROVED

Since 2018-11-28

Branch Locations

East Northport, NY • United States

575 Broadhollow Road, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Signator Investors Inc	Westbury	NY	01/2010	11/2018
Royal Alliance Associates, Inc.	Staten Island	NY	11/2018	Present

01/2010 → 11/2018

Signator Investors Inc

Westbury, NY
11/2018 → Present

Royal Alliance Associates, Inc.

Staten Island, NY

Previous Registrations

2016-12-15 → 2017-12-31

Signator Investors, Inc.

Melville, NY

Hauppauge, NY

Melville, NY

Staten Island, NY

Westbury, NY

Other Businesses

1. INSURANCE BROKER: HEALTH AND GROUP BENEFITS, 18 BRADLEY AVE, STATEN ISLAND, NY 10314, START OF RELATIONSHIP: JUL 1, 2004, APPROXIMATE # OF HOURS PER MONTH: 30, APPROXIMATE # OF HOURS SPENT DURING REGULAR SECURITIES TRADING HOURS: 1...... 2. BRIAN GASIOR POSITION: Insurance Broker NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 1 START DATE: 07/04/2004 ADDRESS: 575 BROADHOLLOW RD, MELVILLE NY 11747, United States DESCRIPTION: Sales & services for fixed insurance business 3. BGS GEM CARDS POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2020 ADDRESS: 10 Adrian Street, East Northport NY 11731, United States DESCRIPTION: Buy and sell of sports cards and memorabilia for private collection 4. LIGHTHOUSE FINANCIAL NETWORK, LLC POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 120 START DATE: 04/01/2008 ADDRESS: 18 Bradley Avenue, 2nd Floor, Staten Island NY 10314, United States DESCRIPTION: Investment Advisor Representative for Lighthouse Financial Network, LLC an independent firm of Osaic Wealth Inc.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-12-13
S63	Uniform Securities Agent State Law Examination	2006-08-08

S65 Uniform Investment Adviser Law Examination

2016-12-13
S63 Uniform Securities Agent State Law Examination

2006-08-08

View on SEC IAPD