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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2013-06-28
  • OR RA
    APPROVED
    Since 2013-06-28

Branch Locations

1500 Valley River Dr Suite 220, Eugene, OR 97401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Eugene OR 06/2013 Present
Previous Registrations
  • 2009-06-01 → 2013-07-17
    Eugene, OR
    Eugene, OR
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Eugene, OR
  • 2004-09-24 → 2007-04-02
    Morgan Stanley Dw Inc.
    Eugene, OR
    Eugene, OR
Other Businesses

1. 05/22/2013 - Lifetime Investment Solutions - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 07/08/2013 - Zack Fuchs LLC - INV REL - Business Entity For Tax/Investment Purposes Only 3. 01/13/2014 - Lifetime Holdings - IVN REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) - 100% TIME SPENT 4. 04/24/2023 - No Business Name - Investment Related - Home Based - Real Estate Rental - Owner - Start Date 04/16/2020 - 1 Hours Per Month/0 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-23
  • S66 Uniform Combined State Law Examination
    2004-09-23

View on SEC IAPD

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