Mary Ann Gubler

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2011 → 06/2024
  Securities America, Inc
  Murray, UT
• 06/2014 → 06/2024
  Securities America Advisors
  Murray, UT
• 06/2024 → 01/2025
  Osaic Wealth, Inc.
  Murray, UT
• 06/2024 → 01/2025
  Osaic Wealth, Inc.
  Murray, UT
• 01/2025 → Present
  Commonwealth Financial Network
  San Diego, CA
• 01/2025 → Present
  Synergy Financial Advisors
  Murray, UT

Previous Registrations

• 2024-06-14 → 2025-01-21
  Osaic Wealth, Inc.
  Murray, UT
• 2014-06-16 → 2024-06-14
  Securities America Advisors, Inc.
  Midvale, UT
  Murray, UT

Other Businesses

1. Fixed insurance sales; Located at 746 E. Winchester, Suite 150, Murray, UT 84107, as of 1/15/2025; 1% of time spent during business hours; Conducted at branch location; Investment related. 2. Co-owner, WCM Holdings, LLC; an entity created for the purpose of managing commercial real estate in Murray, UT; as of 12/16/2021; 1% time spent during business hours; Conducted at branch; Investment related. 3. Owner, Freedom Finance Management, Inc.; a private entity established to facilitate securities, advisory, and insurance business; as of 01/01/2017; 0% time spent during business hours; Conducted at branch; Investment related. 4. Co-owner, Operation Gubler; an entity created for the purpose of buying and managing residential real estate in Midway, Utah 84049, as of 12/07/2023; 0% time spent during business hours; Not conducted at branch; Investment related.

Exams

• S63 Uniform Securities Agent State Law Examination
  2014-02-21
• S65 Uniform Investment Adviser Law Examination
  2014-01-17

Other Names

• Mary Ann Cavanaugh
• Mary Cavanaugh
• Mary Ann Williams