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Cynthia Marie Sellers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mount Pleasant, SC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2015-08-26
MD RA APPROVED 2011-11-28
WA RA APPROVED 2010-12-16
TX RA APPROVED_RES 2009-03-27
FL RA APPROVED 2006-10-26
  • SC RA
    APPROVED
    Since 2015-08-26
  • MD RA
    APPROVED
    Since 2011-11-28
  • WA RA
    APPROVED
    Since 2010-12-16
  • TX RA
    APPROVED_RES
    Since 2009-03-27
  • FL RA
    APPROVED
    Since 2006-10-26

Branch Locations

75 Port City Lndg, Mount Pleasant, SC 29464 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charleston SC 01/2004 Present
Bank Of America, N.A. Charleston SC 10/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-24
  • S66 Uniform Combined State Law Examination
    2006-10-24
Other Names
  • Cynthia Marie Vann
  • Cynthia Marie Ferris
  • Cynthia Sellers
  • Cindy Sellers

View on SEC IAPD

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