Cynthia Marie Sellers

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2015-08-26
MD	RA	APPROVED	2011-11-28
WA	RA	APPROVED	2010-12-16
TX	RA	APPROVED_RES	2009-03-27
FL	RA	APPROVED	2006-10-26

SC RA
APPROVED

Since 2015-08-26
MD RA
APPROVED

Since 2011-11-28
WA RA
APPROVED

Since 2010-12-16
TX RA
APPROVED_RES

Since 2009-03-27
FL RA
APPROVED

Since 2006-10-26

Branch Locations

75 Port City Lndg, Mount Pleasant, SC 29464 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Charleston	SC	01/2004	Present
Bank Of America, N.A.	Charleston	SC	10/2015	Present

01/2004 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charleston, SC
10/2015 → Present

Bank Of America, N.A.

Charleston, SC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-10-24

S66 Uniform Combined State Law Examination

2006-10-24

Other Names

Cynthia Marie Vann
Cynthia Marie Ferris
Cynthia Sellers
Cindy Sellers

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