Christian Dundas

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2004 → Present
  The Prudential Insurance Company Of America
  Glen Allen, VA
• 06/2004 → 11/2024
  Pruco Securities, Llc
  Glen Allen, VA
• 03/2020 → Present
  The Prudential Insurance Company Of America
  Richmond, VA
• 03/2020 → 11/2024
  Pruco Securities, Llc
  Richmond, VA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Glen Allen, VA

Previous Registrations

• 2004-11-29 → 2024-11-14
  Pruco Securities, Llc.
  Glen Allen, VA
  North Bethesda, MD
  Irvine, CA
  Irvine, CA
  Richmond, VA
  Richmond, VA

Other Businesses

1) 09/10/2024- Dundas & Rikkola Financial Services, LLC- Business Entity For Tax/Investment Purposes Only- Incidental DBA for business expenses only- INV Related- At Glen Allen, VA- Start date 05/01/2018- 2 HRS MTH- 2 HRS During trading

Exams

• S66 Uniform Combined State Law Examination
  2004-08-26

Designations

• Certified Financial Planner