David Xin Li

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → Present
  J.P Morgan Securities Llc.
  Boston, MA

Other Businesses

Entity Name: David Li Scholarship for Future Business Leaders and Entrepreneurs Investment related: No Address: Jupiter, Florida 33478 Nature of the other business: Scholarship Services Position/Title/Relationship: Owner/Partner Start Date: 05/01/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: With my personal capital, I am providing collegiate scholarship(s) to high-achieving high school student(s) with outstanding academic performance, demonstrated leadership, impact to the community, and financial need across at various communities in the U.S. This scholarship is awarded to a student(s) with the intention of pursuing a four-year college degree in business, finance, economics, and/or entrepreneurship. No student(s) will be affiliated with any clients or prospects. Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-12-29
• S63 Uniform Securities Agent State Law Examination
  2007-01-16

Other Names

• Xin Li