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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-01 |
| CO | RA | APPROVED | 2026-03-31 |
| IA | RA | APPROVED | 2025-04-14 |
| NM | RA | APPROVED | 2025-03-18 |
| KS | RA | APPROVED | 2025-02-13 |
| SC | RA | APPROVED | 2025-01-09 |
| AR | RA | APPROVED | 2024-10-25 |
| WY | RA | APPROVED | 2024-08-05 |
| GA | RA | APPROVED | 2024-03-19 |
| MO | RA | APPROVED | 2024-03-14 |
| IN | RA | APPROVED | 2022-12-02 |
| TX | RA | APPROVED_RES | 2021-10-29 |
| OK | RA | APPROVED | 2021-10-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual | Springfield | MA | 06/2004 | 09/2021 |
| Mml Investor Services Inc | Tulsa | OK | 07/2004 | 09/2021 |
| Guardian Life Insurance Company | Tulsa | OK | 09/2021 | Present |
| Park Avenue Securities | Tulsa | OK | 10/2021 | Present |
1) Strategic Legacy Wealth Management, LLC-owner, Nature of Business: Tax purposes, Start date: 01/22/2026, Address: 5154 E Skelly Drive Tulsa, OK 74135, Duties: owner, 50 total hours per month; 50 during securities trading hours, Investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-21 |
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