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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2004-11-18
  • PA RA
    APPROVED
    Since 2004-11-18

Branch Locations

610 Freedom Business Ctr Dr Ste 230, King Of Prussia, PA 19406-1329 • United States

Wayne, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. West Conshohocken PA 07/2004 03/2020
Ameriprise Financial Services, Llc King Of Prussia PA 03/2020 Present
Other Businesses

Other Business Activities; Sports card collecting; I?ve been collecting sports trading cards as a hobby for many years (baseball, basketball, etc.). During the pandemic in 2020, I had a lot of extra free time and was stuck at home, so I became a little more active with it. I went through my childhood collection and looked up prices on eBay. I started buying and selling some cards that year on eBay. The net income was minimal in 2020 and 2021, but I am anticipating this year to have more activity and higher net income related to buying and selling sports cards. Therefore, I am reporting this activity now as I am starting to take it more seriously and devote more time to it and buying and selling higher value cards.; 78 Parkview Circle, , Wayne, PA, 19087; Not Investment-Related; 03/11/2020; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-17
  • S66 Uniform Combined State Law Examination
    2004-11-17

View on SEC IAPD

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