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James Boynton

Ubs Financial Services Inc.

Dallas, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-07-21
UT RA APPROVED 2023-07-21
CA RA APPROVED 2023-07-20
CO RA APPROVED 2023-07-20
NY RA APPROVED 2023-07-20
TX RA APPROVED 2021-08-02
  • FL RA
    APPROVED
    Since 2023-07-21
  • UT RA
    APPROVED
    Since 2023-07-21
  • CA RA
    APPROVED
    Since 2023-07-20
  • CO RA
    APPROVED
    Since 2023-07-20
  • NY RA
    APPROVED
    Since 2023-07-20
  • TX RA
    APPROVED
    Since 2021-08-02

Branch Locations

100 Crescent Court Suite 400, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Inc. Dallas TX 09/2004 Present
Jpmorgan Chase Bank Dallas TX 07/2000 Present
Ubs Financial Services Inc Dallas TX 07/2021 Present
  • 09/2004 → Present
    J.P. Morgan Securities Inc.
    Dallas, TX
  • 07/2000 → Present
    Jpmorgan Chase Bank
    Dallas, TX
  • 07/2021 → Present
    Ubs Financial Services Inc
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-29
S63 Uniform Securities Agent State Law Examination 2005-03-23
  • S66 Uniform Combined State Law Examination
    2021-07-29
  • S63 Uniform Securities Agent State Law Examination
    2005-03-23
Other Names
  • James Boynton
  • James Kent Boynton

View on SEC IAPD

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