Corey Mathew Malstrom

Current Employers

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-05-13

NY RA
APPROVED

Since 2021-05-13

Branch Locations

2293 Millersport Highway, Getzville, NY 14068 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-03-25

NY RA
APPROVED

Since 2021-03-25

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

61 John Muir Dr. Ste. 100, Amherst, NY 14228 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Legend Equities Corporation	Palm Beach Gardens	FL	06/2004	01/2017
Legend Advisory Corporation	Palm Beach Gardens	FL	06/2011	09/2019
Lincoln Investment	Getzville	NY	01/2017	Present

06/2004 → 01/2017

Legend Equities Corporation

Palm Beach Gardens, FL
06/2011 → 09/2019

Legend Advisory Corporation

Palm Beach Gardens, FL
01/2017 → Present

Lincoln Investment

Getzville, NY

Previous Registrations

2012-10-26 → 2019-10-04

Legend Advisory, Llc

Amherst, NY

Palm Beach Gardens, FL

Getzville, NY

Other Businesses

UNITED HEALTH CARE POSITION: Sales Representative - Independent Contractor NATURE: Health Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 10/01/2015 ADDRESS: 9800 Healthcare Lane, Minnetonka MN 55343, United States DESCRIPTION: Sales of Medicare Advantage and Medicare Supplement plan. CARE VALUE POSITION: Sales Agent for Medicare/Medicaid Advantage & Supplement Plans NATURE: Medicare/Medicaid INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2015 ADDRESS: 5263 Parkside Dr. Bldg. 700, Canandaigua NY 14424, United States DESCRIPTION: Sales of Medicare Advantage and Medicare Supplement plan for United HealthCare, Blue Cross Blue Shield & Univera HC NY MEDICARE SPECIALISTS POSITION: Agent NATURE: Medicare Plans INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/16/2018 ADDRESS: 61 John Muir Drive, Suite 100 Amherst, NY 14228 DESCRIPTION: Offering and placing clients into Medicare Advantage/Medicare Supplement plans

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2004-09-17

S63 Uniform Securities Agent State Law Examination

2004-09-17

Designations

View on SEC IAPD