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Johnny Francesco Mazzeo

Sofi Wealth LLC

Jacksonville, FL

San Francisco, CA

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Current Employers
Sofi Wealth Llc

234 1St Street, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-09-17
  • FL RA
    APPROVED
    Since 2021-09-17

Branch Locations

5335 Gate Pkwy Suite 500, Jacksonville, FL 32256 • United States

234 1St Street, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Tampa FL 10/2013 07/2021
Sofi Securities, Llc San Francisco CA 08/2021 Present
Sofi Wealth, Llc San Francisco CA 08/2021 Present
  • 10/2013 → 07/2021
    Citigroup
    Tampa, FL
  • 08/2021 → Present
    Sofi Securities, Llc
    San Francisco, CA
  • 08/2021 → Present
    Sofi Wealth, Llc
    San Francisco, CA
Previous Registrations
  • 2013-11-07 → 2021-08-17
    Citigroup Global Markets Inc.
    Tampa, FL
    Gloucester, VA
    New York, NY
    Long Island City, NY
  • 2010-06-23 → 2013-02-25
    Usaa Financial Planning Services
    Tampa, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-05-20
S63 Uniform Securities Agent State Law Examination 2005-01-07
  • S65 Uniform Investment Adviser Law Examination
    2010-05-20
  • S63 Uniform Securities Agent State Law Examination
    2005-01-07
Other Names
  • Johnny F Mazzeo

View on SEC IAPD

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Other Offices

LPL ENTERPRISE, LLC · JACKSONVILLE, FL
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SANCHEZ WEALTH MANAGEMENT GROUP, LLC · JACKSONVILLE, FL
LPL FINANCIAL LLC · JACKSONVILLE, FL
LPL FINANCIAL LLC · JACKSONVILLE, FL
J.P. MORGAN SECURITIES LLC · Jacksonville, FL
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