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Brian David Gabel

Tiaa-Cref Individual & Institutional Services, LLC

Melville, NY

Merrick, NY

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2026-05-15
TX RA APPROVED_RES 2026-05-05
NY RA APPROVED 2021-05-25
  • VT RA
    APPROVED
    Since 2026-05-15
  • TX RA
    APPROVED_RES
    Since 2026-05-05
  • NY RA
    APPROVED
    Since 2021-05-25

Branch Locations

58 South Service Road Suite 305, Melville, NY 11747 • United States

Merrick, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Melville NY 08/2014 Present
Tiaa-Cref Individual & Institutional Services, Llc Melville NY 08/2014 Present
Previous Registrations
  • 2013-04-23 → 2014-08-22
    Capital One Financial Advisors Llc
    Melville, NY
  • 2012-10-01 → 2013-02-12
    J.P. Morgan Securities Llc
    Great Neck, NY
  • 2009-07-31 → 2012-10-01
    Chase Investment Services Corp.
    Valley Stream, NY
    Great Neck, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-27
  • S66 Uniform Combined State Law Examination
    2005-09-27

View on SEC IAPD

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