Francis Joseph Dougherty

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 02/2019
  Voya Financial Advisors, Inc.
  Cherry Hill, NJ
• 02/2019 → 02/2022
  Bcg Securities, Inc
  Cherry Hill, NJ
• 02/2022 → Present
  Prudential Insurance Company Of America
  Marlton, NJ
• 02/2022 → 11/2024
  Pruco Securities, Llc.
  Marlton, NJ
• 11/2024 → Present
  Lpl Enterprise, Llc
  Marlton, NJ

Previous Registrations

• 2022-02-28 → 2024-11-14
  Pruco Securities, Llc.
  Marlton, NJ
• 2019-02-15 → 2022-03-08
  Bcg Securities, Inc.
  Cherry Hill, NJ
• 2015-11-23 → 2019-02-19
  Voya Financial Advisors, Inc.
  Windsor, CT
  Cherry Hill, NJ
  Richboro, PA
  Windsor, CT
• 2014-10-08 → 2015-11-19
  Good Life Advisors, Llc
  Celebration, FL
• 2008-09-09 → 2014-10-03
  Voya Financial Advisors, Inc.
  Philadelphia, PA
  Chester, PA
  Jersey City, NJ

Other Businesses

1. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)

Exams

• S66 Uniform Combined State Law Examination
  2008-09-02
• S63 Uniform Securities Agent State Law Examination
  2004-08-19

Other Names

• Francis Dougherty