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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-01-06 |
Branch Locations
2550 Gray Falls Dr Ste# 395, Houston, TX 77077 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfg | Houston | TX | 04/2004 | Present |
| Transamerica Financial Advisors, Inc | Houston | TX | 01/2012 | Present |
| Health Insurnace Services | Houston | TX | 02/2015 | Present |
| Dream Builder Financial | Plesenton | CA | 01/2021 | Present |
| Sriya Dxl Llc, Sriya Ai | Duluth | GA | 02/2023 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. HEALTH INSURANCE SERVICES; NO; 5311 EMERALD BROOK, HOUSTON, TX 77041; HEALTH INSURANCE SALE FOR INDIVIDUALS & GROUP WITH VARIOUS HEALTH INSURANCE PROVIDER; SALES AGENT; 2/15/15 SRIYA DXL LLC, SRIYA AI POSITION: Marketing/salea NATURE: Ai INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2023 ADDRESS: 7975 Inverness Way, Duluth GA 30097, United States DESCRIPTION: Marketing Strategies
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-05 |
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