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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-11-13 |
Branch Locations
1247 7Th St Ste 301, Santa Monica, CA 90401-1644 • United States
404 W. Pine Street Suite 6, Lodi, CA 95240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-07-25 |
Branch Locations
404 W. Pine Street Suite 6, Lodi, CA 95240 • United States
1247 7Th Street #301, Santa Monica, CA 90401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Whittier | CA | 06/2014 | 11/2017 |
| Lpl Financial Llc | Whittier | CA | 11/2017 | Present |
| Valley Wealth Strategies, Llc | Whittier | CA | 07/2022 | Present |
1. 10/23/2017 - AHAMAD MANOHORATHAT - Investment Related - AT Reported Business Location(s) - Start Date 11/1/2013 - 25 Hours Per Month/ 20 Hours During Trading 2. 10/23/2017 - ZUK FINANCIAL GROUP - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 5/20/2014 - 21 Hours Per Month/ During Trading 3. 11/29/2017 - CITADEL LAW OFFICES - Not Investment Related - 14625 MCGEE DR. WHITTIER CA 90604 - Other - Certified Paralegal - Start Date 7/1/2015 - 4 Hours Per Month / 4 Hours During Trading - Certified Paralegal under Citadel. 4. 6/11/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Notary Public - Start Date: 10/01/2014 - 1 Hour Per Month/0 Hours During Securities Trading. 5. 08/08/2018 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 09/30/2014 - 10 Hours Per Month/ 2 Hours During Trading 6. 05/15/2024 - Manohorathat LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 04/17/2024 - 200 Hours Per Month/ 8 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 2005-01-07 |
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