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Lincoln Taylor Steelman

Ubs Financial Services Inc.

Charlotte, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-01-17
  • NC RA
    APPROVED
    Since 2020-01-17

Branch Locations

6100 Fairview Road 9Th Floor, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America N.A Charlotte NC 11/2007 01/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 10/2009 01/2020
Ubs Financial Services Charlotte NC 01/2020 Present
Previous Registrations
  • 2009-10-23 → 2020-01-21
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
  • 2006-10-03 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Charlotte, NC
    Charlotte, NC
  • 2005-01-31 → 2006-09-21
    Msi Financial Services, Inc.
    Hamptonville, NC
    Winston Salem, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-21
  • S66 Uniform Combined State Law Examination
    2004-08-21
Other Names
  • Lincoln Steelman

View on SEC IAPD

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