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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-26
FL RA APPROVED 2006-04-13
  • TX RA
    APPROVED_RES
    Since 2013-02-26
  • FL RA
    APPROVED
    Since 2006-04-13

Branch Locations

200 S Biscayne Blvd, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 03/2006 Present
Bank Of America, N.A. Miami FL 04/2015 Present
Other Businesses

I*108755 For profit or not for profit: Non-Profit Organization Name of outside business organization: United Way of Miami-Dade Investment related: N Address of business: Miami, Florida 33129 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 8/15/2017 Number of hours devoted: 20 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Board Member for the United Way Young Leaders Executive Committee.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-11
  • S66 Uniform Combined State Law Examination
    2006-04-11

View on SEC IAPD

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