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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-04-01
IL RA APPROVED 2013-11-08
  • TX RA
    APPROVED_RES
    Since 2016-04-01
  • IL RA
    APPROVED
    Since 2013-11-08

Branch Locations

1900 E Golf Rd Ste 1255, Schaumburg, IL 60173 • United States

Barrington, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Rosemont IL 11/2013 03/2020
Ameriprise Financial Services, Llc Schaumburg IL 03/2020 Present
Previous Registrations
  • 2009-06-01 → 2013-11-20
    Chicago, IL
  • 2009-05-11 → 2009-06-01
    Morgan Stanley & Co. Llc
    Chicago, IL
  • 2006-06-02 → 2009-05-04
    Chicago, IL
    Chicago, IL
Other Businesses

Business Ownership; Second Shift Creative, Inc; Owner; the entity is designed for planning purposes for husband and wife's asset protection and estate planning.; 21275 N Crestview Drive, , BARRINGTON, IL, 60010; Not Investment-Related; 05/20/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-22
  • S66 Uniform Combined State Law Examination
    2005-09-22
Other Names
  • Scott Patrick Grady
  • Scott Grady

View on SEC IAPD

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