Jeffrey Lee Stock

Employer firm

Advisory Services Network CRD 146051

$10.6B regulatory AUM 49 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Advisory Services Network

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2011-08-11
TX	RA	APPROVED	2011-08-08

SC RA
APPROVED

Since 2011-08-11
TX RA
APPROVED

Since 2011-08-08

Branch Locations

725 Crosshill Road, Columbia, SC 29205 • United States

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Advisory Services Network, Llc	Atlanta	GA	08/2011	Present
Kovack Securities, Inc	Ft Lauderdale	FL	10/2014	Present

08/2011 → Present

Advisory Services Network, Llc

Atlanta, GA
10/2014 → Present

Kovack Securities, Inc

Ft Lauderdale, FL

Previous Registrations

2008-04-23 → 2011-08-12

Thrivent Investment Management Inc.

Irmo, SC

Howey In The Hills, FL
2006-06-06 → 2008-04-23

Invest Financial Corporation

Marietta, GA
2004-08-10 → 2006-06-08

Thrivent Investment Management Inc.

Irmo, SC

Irmo, SC

Other Businesses

1) ADVISORY SERVICES NETWORK DBA TENET WEALTH MANAGEMENT - 1039 BROAD STREET, CAMDEN, SC 29020; INVESTMENT MANAGEMENT, FINANCIAL PLANNING, AND FINANCIAL CONSULTING; INVESTMENT RELATED; PORTFOLIO MANAGER; INVESTMENT RELATED, INVESTMENT TRADING, FINANCIAL PLANNING STRATEGIES, FINANCIAL CONSULTATION TO INDIVIDUALS AND BUSINESSES; 80% OF TIME SPENT 2) FIXED INSURANCE SALES - 1039 BROAD STREET, CAMDEN, SC 29020; FIXED INSURANCE SALES; NON INVESTMENT RELATED; INSURANCE AGENT; PROVIDING FIXED INSURANCE PRODUCTS THROUGH VARIOUS INSURANCE PROVIDERS; 5% OF TIME SPENT 3) NORTH CAROLINA BRASS BAND - 3311 SPARROWHAWK DRIVE; ON THE BOARD OF DIRECTORS AND ENSEMBLE MEMBER; NON INVESTMENT RELATED; BOARD MEMBER AND ENSEMBLE MEMBER; MUSIC PERFORMANCE; 2% OF TIME SPENT 4) NOTARY - 804 WOODLAND DRIVE, COLUMBIA, SC 29205; NON-INVESTMENT RELATED; NOTARIZE DOCUMENTS; NOTARY; LESS THAN 5% OF TIME SPENT. 5) FS INVESTMENTS - 804 WOODLAND DRIVE, COLUMBIA, SC 29205; INVESTMENT RELATED; COMMERCIAL RENTAL PROPERTY; PARTNER; LESS THAN 1% OF TIME SPENT. 6) PERFORMING ARTS - COLUMBIA, SC - NON-INVESTMENT RELATED; MUSICIAN; PERFORMING FOR VARIOUS PLACES; 4 HOURS/MONTH DEVOTED TO OTHER BUSINESS; LESS THAN 1 HOUR/MONTH SPENT DURING SECURITIES TRADING HOURS. 7) FS 1019 LLC: OWNER/MEMBER SINCE 07/2026; NON-INVESTMENT RELATED; PURCHASING AND RENOVATING A COMMERCIAL BUILDING TO LATER OCCUPY, 1019 BROAD ST., CAMDEN SC 29020. 5 HOURS/MONTH DEVOTED TO OTHER BUSINESS; 2 HOURS/MONTH SPENT DURING SECURITIES TRADING HOURS.