Best Investors
Account
Sign in
Best Investors
Account
Sign in
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-02-02 |
| FL | RA | APPROVED | 2009-03-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | St. Petersburg | FL | 06/2004 | Present |
| Raymond James Financial Services Advisors, Inc. | St. Petersburg | FL | 01/2010 | Present |
| Waller & Wax Advisors, Inc. | Tampa | FL | 03/2019 | 11/2022 |
| Waller And Wax Advisors | Tampa | FL | 03/2019 | 11/2022 |
(1) Name of Business: Waller & Wax Advisors, Inc Address: 3010 W Azeele Street, Suite 120, Tampa, FL, 33609, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/04/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Consult with clients and prospective clients to discover their current financial health, future goals, and ambitions, and to identify potential financial risks and opportunities.Conduct client review meetings. Provide investment guidance and recommendations.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-18 |
Reach out to this advisor