Mary Frances Dill Sullivan

Employer firm

Osaic Advisory Services, LLC CRD 171070

$15.5B regulatory AUM 170 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2013 → 06/2020
  Principal Life Insurance Company
  Bend, OR
• 12/2013 → 06/2020
  Princor Financial Services Corporation
  Bend, OR
• 02/2014 → Present
  Tribe Financial Group
  Bend, OR
• 06/2020 → 08/2024
  Triad Advisors
  Norcross, GA
• 06/2020 → Present
  Triad Hybrid Solutions
  Norcross, GA
• 08/2024 → Present
  Osaic Wealth, Inc.
  Portland, OR

Previous Registrations

• 2013-12-05 → 2020-06-11
  Principal Securities, Inc.
  Lake Oswego, OR
  Bend, OR
  Lake Oswego, OR
  Bend, OR
• 2009-03-05 → 2013-12-02
  Msi Financial Services, Inc.
  Lake Oswego, OR
• 2006-08-07 → 2007-11-05
  Wamu Investments, Inc.
  Portland, OR
  Portland, OR

Other Businesses

1) Landlord; not investment related;1107 W 16th Ave, Port Angeles, WA 983636;sole proprietorship/landlord;3/1/2022;.5 hrs/month;0 hrs during trading; pay the mortgage, property taxes and insurance for the rental property. Arrange for repairs and maintenance of the property as needed. 2) INSURANCE POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2024 ADDRESS: 3526 SW Troy St, Portland OR 97219, United States DESCRIPTION: I utilize the Highland network to assist clients with their insurance needs. 3) TRIBE FINANCIAL GROUP POSITION: President NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2014 ADDRESS: 3526 SW Troy St, Portland OR 97219, United States DESCRIPTION: Financial planning services and investment management services. 4) PARTNERS IN TRIBE INC. POSITION: President NATURE: S-corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2017 ADDRESS: 20980 Sunset Pl, Bend OR 97703, United States DESCRIPTION: do books & records to file tax returns

Exams

• S66 Uniform Combined State Law Examination
  2004-09-14

Designations

• Chartered Financial Consultant

Other Names

• Mary Frances Stetzer
• Mary Frances Dill