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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-04-30 |
| FL | RA | APPROVED | 2010-09-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America | Miami | FL | 06/2004 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Lauderdale | FL | 06/2010 | Present |
| Bank Of America, N.A. | Boca Raton | FL | 06/2011 | Present |
I*136752For profit or not for profit: For-Profit OrganizationName of outside business organization: San Pablo del LagoInvestment related: NAddress of business:Pijal, 0Nature of business: Other,foreign real estate holding companyPosition, title, association: Owner, Start date of relationship: 3/15/2021Number of hours devoted: 5 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: I bought a lot and am building a house in Ecuador, my place of birth. My two best friends, neither are clients, decided to build it with me. Opened RE holding company in Ecuador to subdivide by 3. I*2614270, Entity Type: , Name of OBA: S C, Address: coral springs, Florida, 33067, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 07/11/2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-03 |
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