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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2020-01-02 |
| TX | RA | APPROVED | 2020-01-02 |
Branch Locations
118 E Main St, Cuero, TX 77954 • United States
515 E Locust St Ste 250, Des Moines, IA 50309 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial | Phoenix | AZ | 11/2011 | 01/2020 |
| Lpl Financial | Des Moines | IA | 01/2020 | Present |
1) 11/2019 - DBA for LPL Business (entity for LPL business) - Paradigm Wealth Partners, LLC - Investment Related - Des Moines, IA 50309 2) 11/2019 - Non-Variable Insurance - Paradigm Wealth Partners, LLC - Investment Related - Des Moines, IA 50309 3) 11/18/2020 - Sisco Holdings LLC - Investment Related - Cuero, TX 77954 - Real Estate Rental - Start Date: 1/1/2021 - 5 Hours Per Month/5 Hours During Securities Trading - Rental Income from Property Tenant. 4) 2/23/2021 - Sisco Support Services - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 1/1/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 5) 07/20/2021 - The Lists Podcast - Not Investment Related - Home Based - Other - Podcast - co-host of a podcast - Start Date - 10/17/2020 - 25 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-06 |
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