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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2020-01-02
TX RA APPROVED 2020-01-02
  • IA RA
    APPROVED
    Since 2020-01-02
  • TX RA
    APPROVED
    Since 2020-01-02

Branch Locations

118 E Main St, Cuero, TX 77954 • United States

515 E Locust St Ste 250, Des Moines, IA 50309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial Phoenix AZ 11/2011 01/2020
Lpl Financial Des Moines IA 01/2020 Present
  • 11/2011 → 01/2020
    Sagepoint Financial
    Phoenix, AZ
  • 01/2020 → Present
    Lpl Financial
    Des Moines, IA
Previous Registrations
Other Businesses

1) 11/2019 - DBA for LPL Business (entity for LPL business) - Paradigm Wealth Partners, LLC - Investment Related - Des Moines, IA 50309 2) 11/2019 - Non-Variable Insurance - Paradigm Wealth Partners, LLC - Investment Related - Des Moines, IA 50309 3) 11/18/2020 - Sisco Holdings LLC - Investment Related - Cuero, TX 77954 - Real Estate Rental - Start Date: 1/1/2021 - 5 Hours Per Month/5 Hours During Securities Trading - Rental Income from Property Tenant. 4) 2/23/2021 - Sisco Support Services - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 1/1/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 5) 07/20/2021 - The Lists Podcast - Not Investment Related - Home Based - Other - Podcast - co-host of a podcast - Start Date - 10/17/2020 - 25 Hours Per Month/0 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-06
  • S66 Uniform Combined State Law Examination
    2005-07-06
Other Names
  • Mike Sisco
  • Micheal Lee Sisco

View on SEC IAPD

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