Kristopher Lee Schnell

Employer firm

Cogent Independent Advisors, Inc. CRD 161659

$112M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → Present
  Cogent Independent Advisors, Inc.
  Parker, CO

Previous Registrations

• 2010-11-11 → 2012-05-25
  Msi Financial Services, Inc.
  Woodland Hills, CA
  Los Angeles, CA
• 2009-10-23 → 2010-11-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Port Hueneme, CA
  Camarillo, CA
  Oxnard, CA
  Westlake Village, CA
• 2006-10-24 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Oxnard, CA
  Westlake Village, CA
  Port Hueneme, CA
  Camarillo, CA
• 2005-10-11 → 2006-11-02
  Fsc Securities Corporation
  Woodland Hills, CA
  Oxnard, CA

Other Businesses

Cogent Tax Strategies LLC. Not-investment related. Duties: facilitation of tax return preparation. Start date: 01/2023. 4 Hours per month; 0 Hours during securities trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2005-09-17
• S63 Uniform Securities Agent State Law Examination
  2004-10-29

Other Names

• Kristopher Schnell