Geoffrey L Ernst

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2006 → 03/2017
  Metlife Securities
  Woodbridge, NJ
• 07/2016 → Present
  Massachusetts Mutual Life Insurance Company
  Wall Township, NJ
• 03/2017 → Present
  Mml Investors Services, Llc
  Wall Township, NJ

Previous Registrations

• 2006-06-30 → 2017-03-25
  Msi Financial Services, Inc.
  Wall Township, NJ
  Cranford, NJ
  Neptune, NJ
  Cranford, NJ
  Avon, NJ
  Cranford, NJ
  Neptune, NJ
  Cranford, NJ
  Cranford, NJ
  Fairfield, NJ
  Wall Township, NJ
• 2004-10-04 → 2006-05-03
  Morgan Stanley Dw Inc.
  Red Bank, NJ
  Red Bank, NJ

Other Businesses

NAME: Geoffrey Ernst INV REL: Y ADD: 1305 Campus Parkway, Wall Township, NJ 07753 NATURE: NonMMLIA Insurance Brokerage/Dental, Group Disability Income, Fixed Annuities, Life, Accident, Health, LTC, P&C POSITION: Agent START DATE: 07/2014 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 2

Exams

• S66 Uniform Combined State Law Examination
  2004-09-30

Other Names

• Geoffrey Ernst