Brett Richard Huff

Little Rock, AR

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Current Employers

Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-08-09
AR	RA	APPROVED	2007-11-28

TX RA
APPROVED

Since 2018-08-09
AR RA
APPROVED

Since 2007-11-28

Branch Locations

111 Center Street, Little Rock, AR 72201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stephens Inc.	Little Rock	AR	04/2005	09/2024
Stephens Inc	Little Rock	AR	09/2024	Present

04/2005 → 09/2024

Stephens Inc.

Little Rock, AR
09/2024 → Present

Stephens Inc

Little Rock, AR

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2005-06-20

S63 Uniform Securities Agent State Law Examination

2005-06-20

Designations

View on SEC IAPD

Other Firms

ARVEST WEALTH MANAGEMENT

STATE FARM INVESTMENT MANAGEMENT CORP.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES & ASSOCIATES, INC.

UNITED CAPITAL FINANCIAL ADVISORS

NFSG CORPORATION

OSAIC WEALTH, INC.

Other Investors

Thomas Milton Howard

Chera Kaye Moore

Zachary Taylor Johnson

Gregory Scott Minton

BENJAMIN PAYNE LINCOLN

Danielle Francois Albright

LORI ANN ROBERTS

Other Offices

EDWARD JONES · LITTLE ROCK, AR

ARVEST WEALTH MANAGEMENT · LITTLE ROCK, AR

STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Little Rock, AR

RAYMOND JAMES & ASSOCIATES, INC. · LITTLE ROCK, AR

UNITED CAPITAL FINANCIAL ADVISORS · LITTLE ROCK, AR

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LITTLE ROCK, AR

NFSG CORPORATION · LITTLE ROCK, AR

More in Little Rock, AR

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