Best Investors Account Sign in

Brett Richard Huff

Stephens

Little Rock, AR

CRD 4820407

Claim This Profile
Employer firm

Stephens CRD 3496

$18.0B regulatory AUM 170 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-08-09
AR RA APPROVED 2007-11-28
  • TX RA
    APPROVED
    Since 2018-08-09
  • AR RA
    APPROVED
    Since 2007-11-28

Branch Locations

111 Center Street, Little Rock, AR 72201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc. Little Rock AR 04/2005 09/2024
Stephens Inc Little Rock AR 09/2024 Present
  • 04/2005 → 09/2024
    Stephens Inc.
    Little Rock, AR
  • 09/2024 → Present
    Stephens Inc
    Little Rock, AR
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-06-20
  • S63 Uniform Securities Agent State Law Examination
    2005-06-20
Designations
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

EDWARD JONES
ARVEST WEALTH MANAGEMENT
STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

Thomas Milton Howard
Ammie Thompson
Chera Kaye Moore

Nearby Offices

EDWARD JONES · LITTLE ROCK, AR
ARVEST WEALTH MANAGEMENT · LITTLE ROCK, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR

More in Little Rock, AR

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor