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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-24 |
| CA | RA | APPROVED | 2022-05-23 |
Branch Locations
555 California St 24Th Fl, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Tempe | AZ | 06/2004 | 03/2018 |
| Ameriprise Financial Services, Inc. | San Francisco | CA | 03/2018 | 05/2022 |
| Wells Fargo Clearing Services, Llc | San Francisco | CA | 05/2022 | Present |
CALIFORNIA PARKING FULPAR, NOT INV RELATED, SAN FRANCISCO, CA, VALET, START 9/18/2021, 40 HOURS PER MONTH, ZERO HOURS DURING TRADING, PARKING CARS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-05 |
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