Christopher James Mc Garvey

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-03-07
MD	RA	APPROVED	2004-12-10

TX RA
APPROVED_RES

Since 2016-03-07
MD RA
APPROVED

Since 2004-12-10

Branch Locations

Saint Leonard, MD • United States

170 Jennifer Rd Ste 330, Annapolis, MD 21401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Annapolis	MD	09/2005	03/2020
Ameriprise Financial Services, Llc	Annapolis	MD	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Annapolis, MD
03/2020 → Present

Ameriprise Financial Services, Llc

Annapolis, MD

Other Businesses

Real Estate Ownership; Single Family; 14700 Greensboro Road, , Goldsboro, MD, 21636; Not Investment-Related; 05/01/2022. Outside Employment; J&R Juergensen, INC; Independent contractor supporting advisors working in client transitions.; Manage advisory business; 170 Jennifer Road, Suite 330, Annapolis, MD, 21401; Investment-Related; 01/01/2025; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-12-09

S66 Uniform Combined State Law Examination

2004-12-09

Other Names

Christopher James Mcgarvey
Christopher Mcgarvey

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