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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-10 |
| IL | RA | APPROVED | 2024-01-19 |
Branch Locations
Downers Grove, IL • United States
1801 S Meyers Rd Ste 150, Oakbrook Terrace, IL 60181 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services | Oak Brook | IL | 10/2008 | 01/2024 |
| Osaic Wealth, Inc. | Oakbrook Terrace | IL | 01/2024 | Present |
1) THE MANNO GROUP; NONINVT REL; 1801 S. MEYERS RD SUITE 150, OAKBROOK TERRACE IL 60181; SALES/SERVICE OF TRADITIONAL INS PRODUCTS W/ VARIOUS COMPANIES; INSURANCE BROKER; START 10/01/2008; 30 HRS/MO; 5 HRS/MO DURING TRADING; SALES/SERVICE. 2) INDEPENDENT ADVISORS GROUP LLC POSITION: Member NATURE: IAG LLC is our partnership of advisors that was solely created for leasing our office space. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 07/01/2019 ADDRESS: 1801 S Meyers Rd Ste 150, Oakbrook Terrace IL 60181, United States DESCRIPTION: IAG LLC is our partnership of advisors that was solely created for leasing our office space. I was recently assigned the role of being our IT liaison with our IT provider. Basically, advisors and assistants in our office come to me with computer and printing issues, and if I am unable to remedy the situation, I contact our IT provider. 3) MOSCHEL-GHAN FINANCIAL SERVICES POSITION: Registered Assistant NATURE: Providing administrative support for two Woodbury registered representatives for both securities and insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/29/2008 ADDRESS: 1801 S Meyers Road, Suite 150, Oakbrook Terrace IL 60181, United States DESCRIPTION: Account processing, mutual fund trades, marketing, client servicing 4) MANAGED & GUIDED FINANCIAL STRATEGIES POSITION: Financial Consultant NATURE: Sole Prop. Providing operational support for two Woodbury registered representatives for both securities and insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 09/29/2008 ADDRESS: 1801 S Meyers Road, Suite 150, Oakbrook Terrace IL 60181, United States DESCRIPTION: Case design and financial planning consulting/plan-building
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-19 |
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