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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-10
IL RA APPROVED 2024-01-19
  • TX RA
    APPROVED
    Since 2024-05-10
  • IL RA
    APPROVED
    Since 2024-01-19

Branch Locations

Downers Grove, IL • United States

1801 S Meyers Rd Ste 150, Oakbrook Terrace, IL 60181 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services Oak Brook IL 10/2008 01/2024
Osaic Wealth, Inc. Oakbrook Terrace IL 01/2024 Present
  • 10/2008 → 01/2024
    Woodbury Financial Services
    Oak Brook, IL
  • 01/2024 → Present
    Oakbrook Terrace, IL
Previous Registrations
  • 2019-04-01 → 2024-01-19
    Woodbury Financial Services, Inc.
    Oakbrook Terrace, IL
    Oakbrook Terrace, IL
  • 2005-09-16 → 2008-09-29
    Msi Financial Services, Inc.
    Downers Grove, IL
    Downers Grove, IL
Other Businesses

1) THE MANNO GROUP; NONINVT REL; 1801 S. MEYERS RD SUITE 150, OAKBROOK TERRACE IL 60181; SALES/SERVICE OF TRADITIONAL INS PRODUCTS W/ VARIOUS COMPANIES; INSURANCE BROKER; START 10/01/2008; 30 HRS/MO; 5 HRS/MO DURING TRADING; SALES/SERVICE. 2) INDEPENDENT ADVISORS GROUP LLC POSITION: Member NATURE: IAG LLC is our partnership of advisors that was solely created for leasing our office space. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 07/01/2019 ADDRESS: 1801 S Meyers Rd Ste 150, Oakbrook Terrace IL 60181, United States DESCRIPTION: IAG LLC is our partnership of advisors that was solely created for leasing our office space. I was recently assigned the role of being our IT liaison with our IT provider. Basically, advisors and assistants in our office come to me with computer and printing issues, and if I am unable to remedy the situation, I contact our IT provider. 3) MOSCHEL-GHAN FINANCIAL SERVICES POSITION: Registered Assistant NATURE: Providing administrative support for two Woodbury registered representatives for both securities and insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/29/2008 ADDRESS: 1801 S Meyers Road, Suite 150, Oakbrook Terrace IL 60181, United States DESCRIPTION: Account processing, mutual fund trades, marketing, client servicing 4) MANAGED & GUIDED FINANCIAL STRATEGIES POSITION: Financial Consultant NATURE: Sole Prop. Providing operational support for two Woodbury registered representatives for both securities and insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 09/29/2008 ADDRESS: 1801 S Meyers Road, Suite 150, Oakbrook Terrace IL 60181, United States DESCRIPTION: Case design and financial planning consulting/plan-building

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-21
S63 Uniform Securities Agent State Law Examination 2004-08-19
  • S65 Uniform Investment Adviser Law Examination
    2005-06-21
  • S63 Uniform Securities Agent State Law Examination
    2004-08-19
Designations
Other Names
  • Thomas Manno
  • Tom Manno

View on SEC IAPD

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