Adam Noel Stewart

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2006 → 07/2018
  E*Trade Securities Llc
  Sandy, UT
• 03/2009 → 07/2018
  E*Trade Capital Management Llc
  Sandy, UT
• 07/2018 → 02/2024
  E*Trade Securities Llc
  Sandy, UT
• 07/2018 → 02/2024
  E*Trade Capital Management Llc
  Sandy, UT
• 03/2023 → 02/2024
  Morgan Stanley
  Sandy, UT
• 09/2023 → 02/2024
  Morgan Stanley
  Sandy, UT
• 09/2023 → 02/2024
  Morgan Stanley
  Sandy, UT
• 02/2024 → 06/2025
  Lpl Financial Llc
  Lehi, UT
• 02/2024 → Present
  Wealth Enhancement Group
  Lehi, UT
• 02/2024 → Present
  Wealth Enhancement Advsory Services
  Lehi, UT
• 02/2024 → Present
  Wealth Enhancement Brokerage Services
  Lehi, UT

Previous Registrations

• 2023-09-05 → 2024-02-27
  Morgan Stanley
  Sandy, UT
• 2009-03-23 → 2023-09-05
  Harrisdirect Llc
  Arlington, VA
  Sandy, UT

Other Businesses

WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Advisor - Started: 2/12/2024 - 160 Hrs/mo; 8 Hrs During Trading - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 2/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD.

Exams

• S66 Uniform Combined State Law Examination
  2009-03-19
• S63 Uniform Securities Agent State Law Examination
  2006-08-18