Karen Joy Fritz

Current Employers

Cg Advisory Services

148 E Grand River Ave., Williamston, MI 48895 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2016-01-05
MI	RA	APPROVED	2010-09-24

IN RA
APPROVED

Since 2016-01-05
MI RA
APPROVED

Since 2010-09-24

Branch Locations

Fishers, IN • United States

148 E Grand River Ave., Williamston, MI 48895 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Capital Asset Advisory Services, Llc	Fishers	IN	03/2006	Present
Cg Advisor Network Dba / Wealth Advisory Group, Llc	Fishers	IN	03/2006	Present
Wfg Investments, Inc.	Fishers	IN	04/2015	08/2017
Geneos Wealth Management, Inc	Fishers	IN	08/2017	04/2023
Lpl Financial Llc	Fishers	IN	04/2023	Present

03/2006 → Present

Capital Asset Advisory Services, Llc

Fishers, IN
03/2006 → Present

Cg Advisor Network Dba / Wealth Advisory Group, Llc

Fishers, IN
04/2015 → 08/2017

Wfg Investments, Inc.

Fishers, IN
08/2017 → 04/2023

Geneos Wealth Management, Inc

Fishers, IN
04/2023 → Present

Lpl Financial Llc

Fishers, IN

Previous Registrations

2010-06-01 → 2011-02-11

Invest Financial Corporation

Brighton, MI

Williamston, MI

Traverse City, MI

Other Businesses

1) 3/2023 - CG ADVISOR NETWORK / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - Start date 3/1/2006 - 120 Hrs per month 2) 3/2023 - CG FINANCIAL SERVICES / BA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 3) 04/13/2023 - Capital Asset Advisory Services, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 03/01/2006 - 120 Hours Per Month/ 30 Hours During Securities Trading - I provide investment advisory services through Capital Asset Advisory Services, LLC, an independent investment advisor firm. I started this business activity in 03/2016. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 04/13/2023 - CG FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 03/01/2006 - 120 Hours Per Month/ 30 Hours During Securities Trading 5) 04/13/2023 - CG ADVISOR NETWORK - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 03/01/2006 - 120 Hours Per Month/ 30 Hours During Securities Trading 6) 04/13/2023 - CG ADVISORY SERVICES - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 03/01/2006 - 120 Hours Per Month/ 30 Hours During Securities Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-10-04

S66 Uniform Combined State Law Examination

2004-10-04

Other Names

Karen Joy Fritz
Karen Joy Sedlar

View on SEC IAPD