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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-17 |
| IA | RA | APPROVED | 2015-04-16 |
Branch Locations
1059 Longfellow Dr Ste A, Hiawatha, IA 52233 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Hiawatha | IA | 04/2015 | Present |
| Principal Securities Inc | Hiawatha | IA | 04/2015 | Present |
***Outside Insurance; Investment Related; Cedar Rapids, IA; Sales of fixed life insurance, fixed annuities, disability insurance and long term care insurance through various carriers; Sales of fixed life insurance, fixed annuities, disability insurance and long term care insurance through various carriers; Start Date: 05/01/2003; 5 hrs per month; 5 during trading hours. TIPTON YOUTH BASKETBALL ASSOCIATION POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/16/2023 ADDRESS: 106 Elizabeth Dr., Tipton IA 52772, United States DESCRIPTION: Association organizes the boys and girls youth basketball for grades 3 through 8 in Tipton Iowa for the area youth. team formation, coaching, tournament organization and outside tournament scheduling. TIPTON GOLD YOUTH BASEBALL POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/16/2023 ADDRESS: 106 Elizabeth Dr., Tipton IA 52772, United States DESCRIPTION: organization organizes youth baseball teams for area youth between the ages of 8 and 14. Duties include team formation, coaching decisions, tournament scheduling, and putting on one home tournament a year for all age groups.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-28 |
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