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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-03 |
| CA | RA | APPROVED | 2020-07-30 |
Branch Locations
980 Montecito Dr #108, Corona, CA 92879 • United States
Corona, CA • United States
2601 Main Street Suite 100, Irvine, CA 92614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-07-18 |
| CA | RA | APPROVED | 2015-11-23 |
Branch Locations
980 Montecito Drive, Suite 108, Corona, CA 92879 • United States
2601 Main Street Suite 100, Irvine, CA 92614 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Corona | CA | 06/2004 | 11/2017 |
| Trilogy Financial Services, Inc | Corona | CA | 06/2004 | Present |
| Trilogy Capital, Inc | Corona | CA | 11/2015 | Present |
| Lpl Financial Llc | Corona | CA | 11/2017 | Present |
1. 11/29/2017 - Trilogy Financial Services - Investment Related - Insurance Agency - senior partner/financial advisor - Start Date 6/24/2004 - Trilogy Financial Services - term, universal life, disability, LTC. 2. 02/14/2018 - Trilogy Capital Inc., - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 12/01/2015 - 120 Hours Per Month/20 During Securities Trading - I provide investment advisory services through Trilogy Capital Inc, an independent investment advisor firm. I started this business activity in 11/2017. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial 3. 12/26/2018 - Trilogy Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/30/2004 - 10 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-21 |
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