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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-08-30 |
| NY | RA | APPROVED | 2022-12-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E1 Asset Management, Co. | New York | NY | 01/2013 | 11/2019 |
| J.P. Morgan Securities Llc | Stamford | CT | 11/2019 | Present |
| Jpmorgan Chase Bank, N.A. | Stamford | CT | 11/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-09 |
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