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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2004-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Houma | LA | 06/2004 | Present |
(1) 6/1/2006 - OTHER-NOTARY - GENERAL FUNCTIONS OF NOTARY PUBLIC FOR CLIENTS. - 5% OF HOURS - HOUMA, LA. (2) 12/4/2007 - DBA ONLY - DL WEALTH MANAGEMENT - HOUMA, LA. (3) 8/30/2012 - OTHER-DATABASE CONSULTING - GIS DATABASE CONSULTING - DATABASE FOR OILFIELD SURVEY COMPANY. - TIME SPENT 2% (4) 12/28/2015 * Bayou Lafourche Freshwater District * Non-Profit Board Member * NOT INV REL * 1016 St. Mary St., Thibodaux, LA 70361 * START 12/14/2015 * 5 HRS/MO NOT DURING SECS TRDG HRS. (5) 3/16/2023 - Flagship Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 02/15/2023 - 160 Hours Per Month/8 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-07-22 |
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