Frank Allen Yeilding

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2016 → 06/2020
  Axa Advisors
  New York, NY
• 06/2010 → Present
  Fa Llc
  Leeds, AL
• 12/2016 → 09/2020
  Equitable Advisors Llc
  New York, NY
• 09/2020 → 02/2025
  Concourse Financial Group Securities Inc
  Mountain Brook, AL
• 02/2025 → Present
  Cetera Wealth Services, Llc
  Birmingham, AL
• 02/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2020-09-15 → 2025-02-20
  Concourse Financial Group Securities, Inc.
  Birmingham, AL
  Birmingham, AL
  Mountain Brook, AL
  Birmingham, AL
• 2017-05-19 → 2020-09-15
  Equitable Advisors, Llc
  Trussville, AL
  Mountain Brook, AL
• 2008-07-22 → 2010-07-01
  Equitable Advisors, Llc
  Trussville, AL
• 2007-04-02 → 2008-07-07
  Morgan Stanley & Co. Llc
  Birmingham, AL
• 2006-09-18 → 2007-04-02
  Morgan Stanley Dw Inc.
  Birmingham, AL
• 2005-01-07 → 2006-09-22
  Equitable Advisors, Llc
  Trussville, AL
  Birmingham, AL

Other Businesses

FRANK YEILDING (INSURANCE); Investment Related; Residence Address; Insurance; Independent Agent; Start Date 01/2005; 2 hours per month with those 2 hours occurring during trading hours; Sales and service of Group Life and Health insurance products with varied insurance carriers. >> FA LLC (aka YEILDING BASEBALL); Non-Investment Related; Leeds, AL; Youth Sports; Instructor/Owner; Start Date 06/2010; 15-20 hours per month with no hours per month during trading hours; Provide baseball lessons to youth in my community. >> THE THORN TREE, LLC; Non-Investment Related; Residence Address; Sports Equipment; Organizer; Start Date 10/2018; No hours per month; LLC created to use in conjunction with my FA LLC aka Yeilding Baseball activity. No activity, no holdings at this time. >> YEILDING & ASSOCIATES LLC; Non-Investment Related; Mountain Brook, AL 35223; Real Estate; Member; Start Date 10/2022; 1 hour per month with that 1 hour not occurring during trading hours; My duties are to maintain the capital account that pays for the one property purchased - the building that I run my baseball business from.

Exams

• S66 Uniform Combined State Law Examination
  2004-10-27

Other Names

• Frank A. Yeilding
• Frank Allen Yeilding
• Frank A. Yeilding
• Frank Yeilding
• Frank Allen Yeilding